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Audit Preparation Finance

Regulatory or internal audit preparation

Complexity: Complex | Duration: 30m+ | Category: Industry/Financial Services

Tags: audit preparation compliance examination

Workflow Diagram​

Steps​

Step 1: Receive notification​

Agent: compliance

auditor - Log audit request

Step 2: Assign coordinator​

Agent: compliance

auditor - Designate lead

Step 3: Gather documentation​

Agent: operations

analyst - Compile records

Step 4: Prepare responses​

Agent: compliance

auditor - Draft explanations

Step 5: Conduct walkthrough​

Agent: compliance

auditor - Preview audit areas

Step 6: Support audit​

Agent: compliance

auditor - Assist auditors

Step 7: Address findings​

Agent: compliance

auditor - Respond to issues

Step 8: Track remediation​

Agent: compliance

auditor - Monitor corrections

Usage​

To execute this workflow:

/workflow industry/financial-services/audit-preparation-finance.workflow

See other workflows in this category for related automation patterns.