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Regulatory Reporting Finance

Regulatory report preparation and filing

Complexity: Complex | Duration: 30m+ | Category: Industry/Financial Services

Tags: regulatory reporting compliance filing

Workflow Diagram​

Steps​

Step 1: Identify requirements​

Agent: regulatory

analyst - Determine reporting needs

Step 2: Extract data​

Agent: regulatory

analyst - Pull required information

Step 3: Validate accuracy​

Agent: regulatory

analyst - Check data quality

Step 4: Prepare report​

Agent: regulatory

analyst - Format submission

Step 5: Review report​

Agent: compliance

auditor - Final validation

Step 6: Submit filing​

Agent: regulatory

analyst - File with regulator

Step 7: Confirm receipt​

Agent: regulatory

analyst - Verify submission

Step 8: Archive records​

Agent: compliance

auditor - Retain documentation

Usage​

To execute this workflow:

/workflow industry/financial-services/regulatory-reporting-finance.workflow

See other workflows in this category for related automation patterns.