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Compliance Audit Automation

Automate compliance checks, evidence collection, audit trail generation, and regulatory reporting

Complexity: Complex | Duration: 30m+ | Category: Operations/Process

Tags: #compliance #audit #regulatory #security #governance

Workflow Diagram​

Steps​

Step 1: Framework Selection​

Agent: compliance

specialist - Identify applicable regulations (SOC2, HIPAA, GDPR)

Step 2: Control Mapping​

Agent: compliance

specialist - Map controls to business processes and systems

Step 3: Evidence Collection​

Agent: security

specialist - Gather logs, screenshots, and documentation

Step 4: Automated Testing​

Agent: qa

automation - Run compliance validation scripts and checks

Step 5: Gap Analysis​

Agent: compliance

specialist - Identify non-compliant areas and risks

Step 6: Remediation Planning​

Agent: risk

analyst - Create corrective action plans with owners

Step 7: Audit Trail Review​

Agent: security

specialist - Verify completeness of activity logs

Step 8: Report Generation​

Agent: documentation

writer - Create executive summary and detailed findings

Step 9: Stakeholder Review​

Agent: compliance

specialist - Present to audit committee and management

Step 10: Continuous Monitoring​

Agent: security

specialist - Set up ongoing compliance dashboards

Usage​

To execute this workflow:

/workflow operations/process/compliance-audit-automation.workflow

See other workflows in this category for related automation patterns.