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Compliance Monitoring Workflow

Continuous compliance monitoring with control testing, violation detection, and remediation tracking

Complexity: Complex | Duration: 30m+ | Category: Professional/Hr

Tags: #compliance #monitoring #controls #remediation #audit

Workflow Diagram​

Steps​

Step 1: Define compliance scope​

Agent: compliance

officer - Identify regulations, policies to monitor

Step 2: Test controls​

Agent: control

tester - Sample transactions, verify controls operating

Step 3: Detect violations​

Agent: internal

auditor - Identify control failures, policy breaches

Step 4: Document findings​

Agent: internal

auditor - Record issues, severity, affected processes

Step 5: Assign remediation​

Agent: compliance

officer - Delegate fixes to process owners with deadlines

Step 6: Track remediation​

Agent: remediation

tracker - Monitor issue resolution, verify fixes

Step 7: Escalate overdue issues​

Agent: compliance

officer - Alert management if remediation stalled

Step 8: Generate compliance report​

Agent: reporting

specialist - Summarize status for leadership, board, regulators

Usage​

To execute this workflow:

/workflow professional/hr/compliance-monitoring-workflow.workflow

See other workflows in this category for related automation patterns.